Lead Compliance Testing - Corporate or Central Support function (Auditors can apply)

ROLE SUMMARY The role holder is responsible for ensuring that Compliance Testing are conducted in line with Annual Compliance Testing Plan approved by Audit Committee of the Board (ACB).

KEY

RESPONSIBILITIES/ ACCOUNTABILITIE SStrategic/ Managerial

Responsibilities Designing, delivering, and maintaining best-in-class Compliance practices; Managing a team of Compliance professionals; Preparation and implementation of Compliance Testing Plan. Core Responsibiliti esPreparation of Compliance Testing pla n. Managing the Compliance Testing Team to ensure that the compliance reviews are completed as per the approved Compliance Testing Pla n.

Finalization of compliance testing scope, ensuring sample selection in line with policy guidelin esReview of the Compliance Testing observation, Discussion with stakeholders and finalization of compliance testing repo rtEnsure proper documentation and working papers are maintained for all the compliance testing conducte d.

Interact with the Senior & Top management of the Bank relating to activities pertaining to Compliance Testi ngEnsuring timely closure of open issue, regular follow up with stakeholder and publishing of MIS to Top Manageme ntPreparation of ACB Note on Compliance Testing Report and Compliance Testing Open Poin tsPeople Management or Self-Management

Responsibilities Need to interact with middle/senior management of Business Unit/ Product Team/ Operation Un itKeeps abreast of relevant professional/industry developments, new techniques and current issues through continued education and professional network s. Risk and Internal Control

Responsibilities Ensuring completion of Compliance Testing Pla n. Ensuring updation of Compliance Risk Regist erNature of Experience Prior experience in a Compliance Testing / Internal Audit witH a Bank/Top NBF Cs.