Business Risk Specialist - AVP
OCBC
About this role
Summary from our partner feed — apply on the employer site for the full posting.
Bank of Singapore opens doors to new opportunities. At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial
benefits and opportunities to develop your potential within OCBC Group’s global network of subsidiaries and offices. Bank of Singapore opens doors to new opportunitiesAt Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels.
Besides attractive remuneration packages, we offer non-financial
benefits and opportunities to develop your potential within OCBC Group’s global network of subsidiaries and offices. About the RoleWe are seeking a detail-oriented and proactive Assistant Vice President (AVP) to join our Monitoring and Assurance team within Bank of Singapore Hong Kong. The successful candidate will play a critical role in managing and conducting surveillance reviews on investment transactions to ensure compliance with internal policies, regulatory
requirements, and industry best practices. This role requires strong analytical skills, a thorough understanding of private banking operations, solid knowledge of suitability regime under HKMA/SFC, and the ability to work collaboratively across multiple teams. What you doConduct thorough and comprehensive surveillance reviews and continuous monitoring of investment transactions to identify potential risks, irregularities, or violations of regulatory
requirements and internal policies. Oversee the development and management of advanced surveillance methodologies and sampling techniques to enhance the accuracy and efficiency of the surveillance process. Prepare detailed and insightful surveillance reports that clearly communicate findings, trends, and recommendations to senior management and relevant stakeholders to support informed decision-making.
Lead and drive strategic initiatives aimed at automating and streamlining surveillance workflows, leveraging technology to improve operational effectiveness and ensure robust risk management. Support internal audits and regulatory examinations by providing necessary data, analysis, and explanations related to monitoring activities. Support Complaint Handling investigation leveraging surveillance techniques and knowledge as needed. What we offerCompetitive base salary.
A suite of holistic, flexible
benefits to suit every lifestyle. Community initiatives. Industry‑leading learning and professional development opportunities. Equal opportunity. Fair employment. Selection based on ability and fit with our culture and values. Your wellbeing, growth and aspirations are every bit as cared for as the needs of our customers. Bachelor’s degree in Finance, Business, or a related field.
Minimum 7 years of relevant experience in private banking, investment monitoring, compliance, or risk management roles, experience with HKMA and SFC is a plus. , regulations and expectations of HKMA/SFC). Proven experience in conducting transaction surveillance or business controls areas. Excellent analytical and problem‑solving skills with keen attention to detail. Strong communication and interpersonal skills, capable of liaising effectively with multiple stakeholders.
Ability to work independently and manage multiple priorities in a dynamic environment. Proficiency in navigating banking systems, MS Office applications and PowerBI #J-18808-Ljbffr. 300000.
At a glance
- Employer
- OCBC
- Location
- Hong Kong
- Compensation
- HKD 1.3 – HKD 900
- Posted
- Yesterday
- Source
- hk.whatjobs.com
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